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Risk & Regulatory
The regulatory environment has become increasingly complex and
the challenges to your business are evermore onerous. Ensuring
you understand the legal, compliance and risk implications of
regulation is imperative as the consequences of a breach can be
ruinous to your business and to you personally.
At Collas Crill our approach is to provide clear, pragmatic
explanations of strategic and operational legal compliance issues
that could affect your business.
We advise clients from a diverse client base with a focus on
the financial services industry: fund administrators, trust
companies, banks, investment managers, local companies and
individuals.
Our services include:
- General regulatory and compliance advice and support
- Anti-money laundering (AML) advice and representation
- Regulatory investigations
- Due diligence, reviews, audits and health checks
- Foreign investigation and enforcement (including freezing and
tracing orders)
- Registration of financial services businesses
- Staff and manager training
- Non-Financial Services Regulatory matters including utilities,
data protection and corporate governance
In today's global environment, staying abreast of the latest
developments is critical. We regularly provide guidance on best
market practice and deliver updates, seminars and training to
clients on regulatory, risk and compliance issues. We will work
closely with you to tailor our services to meet the needs of your
business.
With an inter-disciplinary approach to our Risk &
Regulatory practice we ensure that every aspect of your business
practice is covered by drawing on the skills and experience of our
Fiduciary, Dispute Resolution, Corporate and Commercial and Banking
and Finance teams.