CC | New Starters
Jessica Burgess Paralegal

Risk & Regulatory

It is a fact of life that all regulated businesses today face ever increasing pressure in the areas of compliance, regulation and risk management. Not only are our businesses required to comply with regulations and laws imposed within the each jurisdictions, we need to be alert to impending changes in the UK, EU and elsewhere which could have an impact on the way we operate.

It is vital to ensure that there are appropriate policies and procedures in place to address these risks. In any business this can become a huge burden on staff and managers. Failure to meet the relevant requirements could place your organisation, and potentially your staff, at risk of investigations, prosecution, penalties, civil liabilities and even loss of licence. Our Risk & Regulatory team regularly helps financial services clients protect their most important asset – their regulated status - and steer a path through rough regulatory waters. We assist leading international financial institutions across a range of matters, including, regulatory investigations and enforcement, licensing and prohibition actions and AML/CTF and sanctions reporting and compliance.

Collas Crill's multi-disciplinary approach to providing Risk & Regulatory services ensures that every aspect of our clients' businesses is covered. By drawing on the skills and experience of a highly experienced team of lawyers with expertise from across the firm, we are able to deal with all legal compliance issues that could affect your business, whether contentious or non-contentious. The assistance we are able to provide ranges from strategic matters to specific operational issues.

Furthermore, in today's global environment, staying abreast of the latest developments is critical, which is why we regularly provide guidance on best market practice and deliver updates, seminars and training to clients on regulatory, risk and compliance issues. Whatever your needs, we will work with you to tailor our services to meet the requirements of your business for specific issues or transactions or on an on-going basis.

 

Risk & Regulatory Specialisms

  • Debt Restructuring, Enforcement & Insolvency
  • Enforcement Action & Sanction
  • Data Protection and Information Rights
  • Regulatory Structuring and Advice
  • Contentious Risk & Regulatory
  • Fraud, Asset Tracing & Freezing Injunctions
Collas Crill's Risk & Regulatory Roundtable is 'one of the most useful and progressive initiatives in the industry' - Participant Feedback 2015

More in Risk & Regulatory

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Right to be forgotten

In what has been hailed as a landmark decision, and a first of its kind involving Google and the medical profession, the district court in Amsterdam...

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News 20 Dec 2018

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As part of BVI’s continued commitment to remain an international centre of excellence, the Mutual Legal Assistance (Tax Matters) Act has been amended. This is what it means...

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High Court Ruling on Privilege

The Court of Appeal's decision in SFO v ENRC In 2017 we wrote on the risk to privilege not applying to certain documents created in the course of internal regulatory...

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Sita Guernsey Limited

Collas Crill acted for Sita Guernsey Limited, a subsidiary of Suez Environment, in the development of the Waste to Energy Plant and all related activities in Guernsey. The...

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